Secretarial Audit Services

Ensure corporate compliance with our Secretarial Audit services. Mandatory for specified companies to audit their non-financial records and compliance with the Companies Act, 2013.

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What is Secretarial Audit?

Secretarial Audit is a mechanism to check compliance with the provisions of various laws and rules/procedures applicable to the company. It is an audit of non-financial records conducted by a Practicing Company Secretary (PCS) to ensure the company has complied with laws and to detect non-compliance.

Benefits Explained

Better Governance

Ensures that the company has a disciplined approach to evaluate and improve the effectiveness of risk management and governance.

Detects Non-Compliance

Helps in early detection of non-compliance and taking corrective measures, thereby avoiding heavy penalties and legal actions.

Investor Confidence

Boosts the confidence of investors, shareholders, and stakeholders in the company's compliance culture and ethical standards.

Risk Management

It serves as a tool for risk management by ensuring that the company is following all applicable laws and regulations.

Documents Checked

Charter Documents MOA and AOA
Minutes Book Board, AGM, and Committee Minutes
Statutory Registers Register of Members, Directors, etc.
Filings Forms filed with ROC/RBI/SEBI
Financials Audited Financial Statements

Audit Process

1

Appointment

Appointment of a Practicing Company Secretary (PCS) by the Board of Directors.

2

Verification

Detailed verification of books, papers, minute books, forms, and returns filed.

3

Observation

The auditor notes down any non-compliance or adverse remarks.

4

Reporting

Submission of the Secretarial Audit Report in Form MR-3 to the Board.

Frequently Asked Questions

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